Karen McNeilBusiness & Finance Manager

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(713) 554 0173

Since the firm’s inception, Karen has fulfilled many responsibilities. These have included administrative support by interacting with clients & custodians, setting up new accounts, reconciling client portfolios, overseeing fund and security transfers, bookkeeping functions for tax reporting and keeping up with IRA and Trust disbursement requirements.

Karen’s role as the Business and Finance Manager, member of the compliance team and the Secretary/Treasurer of the firm keep her focused on the day-to-day financial transactions as well as compliance issues as they relate to clients, employees, and State and Federal regulators. Additional responsibilities include overseeing IT and other in house needs. Karen is also a notary public for the state of Texas.

Karen is an active member of a Houston based animal assisted therapy group. She and her dogs make monthly visits to local hospitals and children’s venues.

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